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Compliance
NL-4838

Abernathy

Aisha Khan · Compliance - Eastern

Upload documents
Nov 17, 5:30 AM
Brokerage review
Compliance checks the file
Funding confirmed
Commission confirmed
Paid
Expected Fri, Dec 4

Compliance documents

4 of 4 required · 10 files

Full Compliance Package
Uploaded
- Abernathy - Compliance.pdf
  417 KB · Nov 16, 8:30 AM
Applicant IDRequired
Uploaded
- Abernathy - Applicant ID.pdf
  941 KB · Nov 16, 8:30 AM
Premiere Client ConsentRequired
Uploaded
- Abernathy - Premiere Client Consent.pdf
  250 KB · Nov 16, 8:30 AM
Material Risks
Uploaded
- Abernathy - Material Risks.pdf
  250 KB · Nov 16, 8:30 AM
Amortization Schedule - Initialed Complete
Uploaded
- Abernathy - Amortization Schedule.pdf
  941 KB · Nov 16, 8:30 AM
Proof of Insurance Offer (Acceptance OR Waiver) Complete
Uploaded
- Abernathy - Proof of Insurance Offer.pdf
  355 KB · Nov 16, 8:30 AM
Signed Mortgage Commitment / Approval
Uploaded
- Abernathy - Signed Mortgage Commitment / Approval.pdf
  731 KB · Nov 16, 8:30 AM
Provincial Disclosure Form
Uploaded
- Abernathy - Provincial Disclosure Form.pdf
  983 KB · Nov 16, 8:30 AM
FINTRACRequired
Uploaded
- Abernathy - FINTRAC.pdf
  417 KB · Nov 16, 8:30 AM
Know Your Client FormRequired
Uploaded
- Abernathy - Know Your Client Form.pdf
  898 KB · Nov 16, 8:30 AM

Marked not applicable by the agent: Lender Prepayment and Penalty Calculation Addendum, NB Fixed Credit Disclosure (COCD).

History

Nov 17, 5:30 AMAisha Khan · Submitted for approval

Needs review

Expected commission

$6,300.00

MCAP · $700,000 funded Nov 17, 2026

Agent: Aisha Khan
Agent share, estimated: $4,660.24
Paid in run: Fri, Dec 4

10 items have not been opened. Approving accepts them as they are.